Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Diversified Marketing Consultants, Inc. et al.
Penalty: $1,000,000
Year: 2012
Date: November 14, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Diversified Marketing Consultants, Inc., Diversified Marketing Concepts, LLC, Digital-Zone Electronics Warehouse, LLC, Mainline Properties, LLC and one individual were ordered to pay a $1 million civil penalty in an Order finding they deceptively sold unregistered securities in the state without being registered as a broker-dealer or agent.
Level of Government: state
Action Type: agency action
Agency: Maryland Securities Division
Civil or Criminal Case: civil
Facility State: Maryland
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.