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Violation Tracker Individual Record

Company: Nelson Finance, Inc. et al.
Penalty: $1,500,000
Year: 2005
Date: April 8, 2005
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Seleta J. Nelson, LLC, Nelson and Associates and Nelson Finance, Inc., plus one individual, were ordered to pay $1.5 million in an Order finding they fraudulently sold securities in the state.
Level of Government: state
Action Type: agency action
Agency: Maryland Securities Division
Civil or Criminal Case: civil
Facility State: Maryland
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.