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Violation Tracker Individual Record

Company: Monarch Capital Investment Fund, LLC
Penalty: $763,958
Year: 2021
Date: July 30, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Monarch and one individual were ordered to jointly pay a total of $763,958 in civil penalties, restitution and costs in a finding that they fraudulently sold unregistered securities and employed an unregistered agent to transact business in the state.
Level of Government: state
Action Type: agency action
Agency: Missouri Secretary of State-Securities
Civil or Criminal Case: civil
Facility State: Missouri
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.