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Violation Tracker Individual Record

Company: Carlyle Group
Current Parent Company: Carlyle Group
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $20,000,000
Year: 2009
Date: May 14, 2009
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The New York Attorney General announced an agreement with The Carlyle Group to reform the public pension fund investment system and to resolve Carlyle's role in an investigation of corruption involving the New York State Common Retirement Fund.
Level of Government: state
Action Type: agency action
Agency: New York Attorney General
Civil or Criminal Case: civil
Facility State: New York
HQ Country of Current Parent: USA
HQ State of Current Parent: District of Columbia
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: private equity (including portfolio companies)
Specific Industry of Current Parent: private equity (including portfolio companies)
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.