Violation Tracker Individual Record

Company: 
Ameriprise Financial, Inc.
Current Parent Company: 
Ameriprise Financial
Penalty: 
$27,500,000
Year: 
2015
Date: 
July 13, 2015
Offense Group: 
employment-related offenses
Primary Offense: 
benefit plan administrator violation
Secondary Offense: 
pension ERISA violation
Level of Government: 
federal
Action Type: 
private litigation
Court: 
District of Minnesota
Civil or Criminal Case: 
civil
Case ID: 
0:11-cv-2781
Case Name: 
Krueger et al v. Ameriprise Financial, Inc. et al
Private Lawsuit Resolution Type: 
settlement
HQ Country of Parent: 
USA
HQ State of Parent: 
Minnesota
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
financial services
Link to PACER Case Docket (must be logged in): 
Link to Archived Court Document: 
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.