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Violation Tracker Individual Record

Company: Aon Investments USA Inc.
Current Parent Company: Aon
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $1,542,187
Year: 2024
Date: January 25, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commissionannounced settled charges against Aon Investments USA Inc., a Chicago-based registered investment adviser, for misleading the Pennsylvania Public School Employees' Retirement System (PSERS) about the reason for a discrepancy between two different calculations by Aon of PSERS's investment returns for the same period.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: Ireland
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.