Violation Tracker Individual Record

Assurance Capital Management, LLC
July 11, 2017
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Secondary Offense: 
securities issuance or trading violation
Violation Description: 

The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Susan C. Bucklew of the U.S. District Court for the Middle District of Florida entered an Order of Final Judgment by Default against Defendants Anthony J. Klatch II, Lindsey Heim, and their company Assurance Capital Management, LLC for defrauding pool participants in a commodity pool they operated, misappropriating pool participants' funds, and other violations of the Commodity Exchange Act and CFTC Regulations.

Level of Government: 
Action Type: 
agency action
Commodity Futures Trading Commission
Civil or Criminal Case: 
Source Notes: 
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Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.