Violation Tracker Individual Record

Company: 
Baker Tilly Hong Kong Limited
Penalty: 
$84,101
Year: 
2014
Date: 
December 17, 2014
Primary Offense: 
accounting fraud or deficiencies
Violation Description: 

The SEC imposed sanctions against a Hong Kong-based audit firm and two accountants for failing to properly audit year-end financial statements of a company that the SEC had charged with fraud.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.