Violation Tracker Individual Record
Company:Baker Tilly Hong Kong Limited
Date:December 17, 2014
Offense Group:financial offenses
Primary Offense:accounting fraud or deficiencies
The SEC imposed sanctions against a Hong Kong-based audit firm and two accountants for failing to properly audit year-end financial statements of a company that the SEC had charged with fraud.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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