Violation Tracker Individual Record
Company:Banca IMI Securities Corp.
Date:May 10, 2019
Offense Group:competition-related offenses
Primary Offense:price-fixing or anti-competitive practices
Banca IMI Securities Corp., a New York broker-dealer, pleaded guilty to an antitrust charge and was sentenced to pay a criminal fine in excess of $2 million for its involvement in a bid-rigging conspiracy for certain financial instruments.
Level of Government:federal
Action Type:agency action
Agency:Justice Department Antitrust Division
Civil or Criminal Case:criminal
HQ Country of Parent:Italy
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
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