Violation Tracker Individual Record

Company: 
Bank of Tokyo-Mitsubishi UFJ, Ltd.
Current Parent Company: 
Mitsubishi Group
Penalty: 
$600,000
Year: 
2017
Date: 
August 7, 2017
Primary Offense: 
securities issuance or trading violation
Violation Description: 

The Commodity Futures Trading Commission issued an Order filing and settling charges against The Bank of Tokyo-Mitsubishi UFJ, Ltd. for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago Mercantile Exchange and the Chicago Board of Trade, including futures contracts based on United States treasury notes and Eurodollars.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
Japan
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
diversified
Specific Industry of Parent: 
diversified
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.