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Advanced SearchViolation Tracker Individual Record
Company: Barclays Bank PLC
Current Parent Company:
Barclays
Parent at the Time of the Penalty Announcement:
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Penalty: $500,000
Year: 2016
Date: September 22, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: data submission deficiencies
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: United Kingdom
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.