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Violation Tracker Individual Record

Company: Beespoke Capital, Inc.
Penalty: $5,196,518
Year: 2023
Date: September 6, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: fraud
Violation Description: The Securities and Exchange Commission announced that, on September 5, 2023, the U.S. District Court for the District of Connecticut entered judgments against two entities, Ameritrust Corporation and Beespoke Capital, Inc., that, among other things, order the parties to pay over $20 million in the SEC's pending fraud case, filed in February 2023.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.