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Violation Tracker Individual Record

Company: Bittrex Inc. et al.
Penalty: $24,000,000
Year: 2023
Date: August 10, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Bittrex Inc. and its co-founder and former CEO agreed to settle charges that they operated an unregistered national securities exchange, broker, and clearing agency. Bittrex Inc.'s foreign affiliate, Bittrex Global GmbH, also agreed to settle charges that it failed to register as a national securities exchange. The companies paid penalties totaling $24 million.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.