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Violation Tracker Individual Record

Company: BNY Mellon
Current Parent Company: Bank of New York Mellon
Penalty: $10,000,000
Year: 2019
Date: September 16, 2019
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Secondary Offense: banking violation
Violation Description: BNY Mellon agreed to pay $10 million to settle litigation alleging that its trust business charged excessive fees.
Level of Government: federal
Action Type: private litigation
Court: District of Massachusetts
Civil or Criminal Case: civil
Case ID: 1:15cv10599
Case Name: Henderson v. The Bank Of New York Mellon Corporation et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.