Violation Tracker Individual Record

Company: 
Citigroup
Current Parent Company: 
Citigroup
Penalty: 
$525,000
Year: 
2012
Date: 
September 21, 2012
Primary Offense: 
securities issuance or trading violation
Violation Description: 

The U.S. Commodity Futures Trading Commission issued an order settling charges that Citigroup Inc. Citigroup Global Markets Ltd. exceeded speculative position limits in wheat futures contracts in trading.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
New York
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking & securities
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.