Violation Tracker Individual Record

Company: 
CNCGC Hong Kong Ltd
Penalty: 
$150,000
Year: 
2017
Date: 
January 17, 2017
Offense Group: 
miscellaneous offenses
Primary Offense: 
data submission deficiencies
Violation Description: 

The U.S. Commodity Futures Trading Commission issued an Order filing and settling charges against CNCGC Hong Kong Ltd., an investment and trading company headquartered in Hong Kong, for failing to file required CFTC Form 304 Cotton On-Call Reports, reporting its call cotton purchases and sales when it held or controlled at least one hundred (100) cotton futures positions, and for filing late Form 304 reports on two occasions.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.