Violation Tracker Individual Record

Company: 
Deutsche Bank Americas Holding Corp.
Current Parent Company: 
Deutsche Bank
Penalty: 
$21,900,000
Year: 
2019
Date: 
March 1, 2019
Primary Offense: 
benefit plan administrator violation
Secondary Offense: 
pension ERISA violation
Level of Government: 
federal
Action Type: 
private litigation
Court: 
Southern District of New York
Civil or Criminal Case: 
civil
Case ID: 
1:15-cv-9936
Case Name: 
Moreno et al v. Deutsche Bank Americas Holding Corp. et al
Private Lawsuit Resolution Type: 
settlement
HQ Country of Parent: 
Germany
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking & securities
Link to PACER Case Docket (must be logged in): 
Link to Archived Court Document: 
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.