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Violation Tracker Individual Record

Company: ED Capital Management, LLC
Penalty: $75,000
Year: 2019
Date: September 13, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.