Violation Tracker Individual Record
Company:FalconStor Software, Inc.
Date:June 27, 2012
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:kickbacks and bribery
FalconStor Software, Inc., a Long Island, N.Y., data storage company, agreed to pay $2.9 million to settle SEC allegations that it misled investors about bribes it paid to obtain business with a subsidiary of J.P. Morgan Chase & Co.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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