Violation Tracker Individual Record

Company: 
Fry Hensley and Company
Penalty: 
$894,657
Year: 
2013
Date: 
October 30, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.