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Violation Tracker Individual Record

Company: HEEP Fund, LLC, and CU Fund, Inc.
Penalty: $600,000
Year: 2021
Date: October 29, 2021
Offense Group: competition-related offenses
Primary Offense: energy market violation
Violation Description: The Commission approved the Stipulation and Consent Agreement (Agreement) between the Office of Enforcement (Enforcement) and the Chen Defendants (Houlihan Chen, HEEP Fund, LLC, and CU Fund, Inc.). The Agreement resolves the litigation between the Chen Defendants and the Commission for violations of section 222 of the Federal Power Act.
Level of Government: federal
Action Type: agency action
Agency: Federal Energy Regulatory Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.