Violation Tracker Individual Record
Company:Latour Trading LLC
Date:September 17, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:securities issuance or trading violation
A New York-based high frequency trading firm agreed to pay $16 million to settle allegations of violating the net capital rule that requires all broker-dealers to maintain minimum levels of net liquid assets or net capital.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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