Violation Tracker Individual Record
Company:Legg Mason Inc.
Date:August 27, 2018
Offense Group:competition-related offenses
Primary Offense:Foreign Corrupt Practices Act
Legg Mason Inc. agreed to pay over $34 million to resolve an SEC charge that the company violated the Foreign Corrupt Practices Act in a scheme to bribe Libyan government officials.??
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:Maryland
Ownership Structure of Parent:publicly traded
Major Industry of Parent:asset management
Specific Industry of Parent:financial services
Source of Data:
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