Violation Tracker Individual Record
Company:Mitsubishi UFJ Securities (USA), Inc.
Date:February 2, 2016
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:Japan
Ownership Structure of Parent:publicly traded
Major Industry of Parent:diversified
Specific Industry of Parent:diversified
Source of Data:
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