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Violation Tracker Individual Record

Company: Morgan Stanley
Current Parent CompanyMorgan Stanley
Parent at the Time of the Penalty Announcement subscribe to see this data field
Penalty: $225,000,000
Year: 2015
Date: December 10, 2015
Offense Group: financial offenses
Primary Offense: toxic securities abuses
Violation Description: The National Credit Union Administration announced a settlement with Morgan Stanley for $225 million to resolve claims arising from losses related to corporate credit unions' purchases of faulty residential mortgage-backed securities.
Level of Government: federal
Action Type: agency action
Agency: National Credit Union Administration
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.