Violation Tracker Individual Record
Date:August 17, 2021
Offense Group:financial offenses
Primary Offense:investor protection violation
The Securities and Exchange Commission announced settled charges against Murchinson Ltd. for providing erroneous order-marking information that caused executing brokers to violate Regulation SHO.
Level of Government:federal
Action Type:agency action
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
Source of Data:
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