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Violation Tracker Individual Record

Company: Northern Star Investment Corp. II
Penalty: $1,500,000
Year: 2024
Date: January 25, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Northern Star Investment Corp. II, a special purpose acquisition company (SPAC), agreed to settle charges that it made misleading statements in forms filed with the SEC as part of its January 2021 initial public offering (IPO).
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.