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Violation Tracker Individual Record

Company: Northern Trust
Current Parent CompanyNorthern Trust
Parent at the Time of the Penalty Announcement subscribe to see this data field
Penalty: $37,500,000
Year: 2006
Date: July 24, 2006
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Secondary Offense: pension ERISA violation
Mega-ScandalEarly 2000s Accounting Scandals
Violation Description: The settlement amount listed here refers only to Northern Trust's portion of a larger case relating to the collapse of Enron.
Level of Government: federal
Action Type: private litigation
Court: Southern District of Texas
Civil or Criminal Case: civil
Case ID: 4:01-cv-3913
Case Name: Tittle, et al v. Enron Corp, et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: Illinois
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data(click here)
Link to PACER Case Docket (must be logged in)(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.