Violation Tracker Individual Record

Company: 
Northern Trust
Current Parent Company: 
Northern Trust
Penalty: 
$37,500,000
Year: 
2006
Date: 
July 24, 2006
Primary Offense: 
benefit plan administrator violation
Secondary Offense: 
pension ERISA violation
Violation Description: 

The settlement amount listed here refers only to Northern Trust's portion of a larger case relating to the collapse of Enron.

Level of Government: 
federal
Action Type: 
private litigation
Court: 
Southern District of Texas
Civil or Criminal Case: 
civil
Case ID: 
4:01-cv-3913
Case Name: 
Tittle, et al v. Enron Corp, et al
Private Lawsuit Resolution Type: 
settlement
HQ Country of Parent: 
USA
HQ State of Parent: 
Illinois
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Link to PACER Case Docket (must be logged in): 
Link to Archived Court Document: 
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.