Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Patrizio & Zhao LLC
Penalty: $30,000
Year: 2013
Date: September 30, 2013
Offense Group: financial offenses
Primary Offense: accounting fraud or deficiencies
Violation Description: A New Jersey-based audit firm agreed to pay $30,000 to settle allegations relating to its role in the botched audits of a China-based company that failed to disclose related party transactions by its CEO and others.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.