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Company: Royal Bank of Scotland Group plc
Current Parent Company:
NatWest Group PLC
Parent at the Time of the Penalty Announcement:
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Recap of Ownership Changes:
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Penalty: $120,000
Year: 2014
Date: September 10, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: United Kingdom
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.