Violation Tracker Individual Record
Date:November 4, 2013
Primary Offense:insider trading
SAC Capital Advisors and related companies pleaded guilty to insider trading charges.
Level of Government:federal
Action Type:agency action
Agency:U.S. Attorney-Southern District of New York
Civil or Criminal Case:criminal
HQ Country of Parent:USA
HQ State of Parent:Connecticut
Ownership Structure of Parent:out of business
Major Industry of Parent:financial services
Specific Industry of Parent:hedge fund
Source of Data:
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