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Violation Tracker Individual Record

Company: StratoComm Corporation
Penalty: $5,068,709
Year: 2016
Date: June 17, 2016
Offense Group: financial offenses
Primary Offense: accounting fraud or deficiencies
Violation Description: The United States Court of Appeals for the Second Circuit affirmed entry of summary judgment in favor of the Securities and Exchange Commission on its claims against StratoComm Corporation and Roger D. Shearer in a penny stock fraud case.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.