Violation Tracker Individual Record

Company: 
TD Ameritrade
Current Parent Company: 
TD Ameritrade
Penalty: 
$2,500,000
Year: 
2009
Date: 
September 29, 2009
Primary Offense: 
wage and hour violation
Secondary Offense: 
misclassification
Level of Government: 
federal
Action Type: 
private litigation
Court: 
Northern District of California
Civil or Criminal Case: 
civil
Case ID: 
08-cv-2397
Case Name: 
Thomas v. TD Ameritrade, Inc
Private Lawsuit Resolution Type: 
settlement
HQ Country of Parent: 
USA
HQ State of Parent: 
Nebraska
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
financial services
Source of Data: 
Link to PACER Case Docket (must be logged in): 
Link to Archived Court Document: 
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.