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Violation Tracker Individual Record

Company: TD Bank, N.A.
Current Parent Company: Toronto-Dominion Bank
Penalty: $500,000
Year: 2017
Date: June 15, 2017
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Violation Description: TD Bank agreed to pay $500,000 to settle allegations it improperly frozen funds exempt from judgment in customer accounts.
Level of Government: federal
Action Type: private litigation
Court: Southern District of New York
Civil or Criminal Case: civil
Case ID: 1:10cv8026
Case Name: Cruz v. TD Bank, N.A.
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: Canada
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.