Violation Tracker Individual Record
Company:
Third Point LLC
Penalty:
$609,810
Year:
2019
Date:
August 28, 2019
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Secondary Offense:
premerger notification violation
Level of Government:
federal
Action Type:
agency action
Agency:
Federal Trade Commission
Civil or Criminal Case:
civil
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
