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Violation Tracker Individual Record

Company: TL Ventures Inc
Penalty: $294,894
Year: 2014
Date: June 20, 2014
Offense Group: miscellaneous offenses
Primary Offense: illicit political contributions
Violation Description: A Philadelphia-area private equity firm agreed to settle allegations that it violated pay-to-play rules by continuing to receive advisory fees from city and state pension funds following campaign contributions made by an associate in 2011 to the governor of Pennsylvania and a candidate for mayor of Philadelphia.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.