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Violation Tracker Individual Record

Company: TradeStation Crypto
Penalty: $1,500,000
Year: 2024
Date: February 7, 2024
Offense Group: financial offenses
Primary Offense: securities issuance or trading violation
Violation Description: TradeStation Crypto, Inc. will pay $1.5 million to multiple state regulators to resolve an investigation into the offer and sale of unregistered securities in connection with its crypto interest-earning program.
Level of Government: state
Action Type: agency action
Agency: Multistate Attorneys General Case
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.