Violation Tracker Individual Record
Company:
Uni-Pixel Inc.
Penalty:
$750,000
Year:
2016
Date:
March 9, 2016
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
A developer of technologies for touchscreen devices has agreed to pay $750,000 to settle charges that it misled investors about the production status and sales agreements for a key product.
Level of Government:
federal
Action Type:
agency action
Agency:
Securities and Exchange Commission
Civil or Criminal Case:
civil
Source of Data:
Source Notes:
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Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.