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Violation Tracker Individual Record

Company: 
Uni-Pixel Inc.
Penalty: 
$750,000
Year: 
2016
Date: 
March 9, 2016
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

A developer of technologies for touchscreen devices has agreed to pay $750,000 to settle charges that it misled investors about the production status and sales agreements for a key product.

Level of Government: 
federal
Action Type: 
agency action
Agency: 
Securities and Exchange Commission
Civil or Criminal Case: 
civil
Source of Data: 

https://www.sec.gov/news/pressrelease/2016-45.html (archived copy)

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.