Violation Tracker Individual Record
: U.S. Pension Trust Corp. and U.S. College Trust Corp.
Current Parent Company
: U.S. Pension Trust Corp.
Parent at the Time of the Penalty AnnouncementPenalty
to see this data field
: October 1, 2010
: financial offenses
: investor protection violation
: The SEC announced that a U.S. District Judge found two Miami companies and their three officers liable for violating the anti-fraud provisions of the federal securities laws stemming from a 13-year fraud in which they siphoned up to 85 percent of investors' initial contributions for undisclosed commissions and other fees.
Level of Government
: agency action
: Securities and Exchange Commission
Civil or Criminal Case
HQ Country of Current Parent
HQ State of Current Parent
Ownership Structure of Current Parent
: privately held
Major Industry of Current Parent
: financial services
Specific Industry of Current Parent
: investment management
Source of Data
: (click here)
: If an online information source is not working, check the Violation Tracker Data Sources page
for an updated link.
Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log