Violation Tracker Individual Record

Company: 
Wells Fargo Advisors
Current Parent Company: 
Wells Fargo
Penalty: 
$3,500,000
Year: 
2017
Date: 
December 1, 2017
Primary Offense: 
wage and hour violation
Secondary Offense: 
overtime violation
Level of Government: 
federal
Action Type: 
private litigation
Court: 
Northern District of Illinois
Civil or Criminal Case: 
civil
Case ID: 
14-cv-1981
Case Name: 
Williams v. Wells Fargo Advisors, LLC
Private Lawsuit Resolution Type: 
settlement
HQ Country of Parent: 
USA
HQ State of Parent: 
California
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Link to PACER Case Docket (must be logged in): 
Link to Archived Court Document: 
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.