Violation Tracker Individual Record

Company: 
Wells Fargo Bank, N.A.
Current Parent Company: 
Wells Fargo
Penalty: 
$400,000
Year: 
2016
Date: 
September 27, 2016
Primary Offense: 
data submission deficiencies
Level of Government: 
federal
Action Type: 
agency action
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
California
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.