Violation Tracker Individual Record
: American Financial Investments, LLC
: April 28, 2022
: financial offenses
: investor protection violation
: American Financial Investment and its owner were ordered to pay $19.7 million in restitution and penalties in an Order finding they fraudulently sold unregistered securities.
Level of Government
: agency action
: Arizona Corporation Commission
Civil or Criminal Case
Source of Data
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Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log