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Violation Tracker Individual Record

Company: American Financial Investments, LLC
Penalty: $19,724,875
Year: 2022
Date: April 28, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: American Financial Investment and its owner were ordered to pay $19.7 million in restitution and penalties in an Order finding they fraudulently sold unregistered securities.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.