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Violation Tracker Individual Record

Company: Assisted Living Development Company, Inc. et al.
Penalty: $2,410,895
Year: 2011
Date: March 21, 2011
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Assisted Living Development Company, Inc., ALDCO Investment #2, L.L.C., ALDCO Investment #3, L.L.C., ALDCO Investment #4, L.L.C., ALDCO Investment #5 L.L.C., ALDCO Investment #6, L.L.C., ALDCO Investment #10, L.L.C. and their controlling individuals agreed to pay $2,310,895 in restitution and the companies agreed to pay a $100,000 administrative penalty in settlement of allegations they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.