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Violation Tracker Individual Record

Company: BAIC, Inc.
Penalty: $2,004,649
Year: 2019
Date: April 26, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: BAIC and its controlling individual were ordered to pay nearly $2 million in restitution and a $50,000 administrative penalty in an Order finding they deceptively sold unregistered securities without a license in the state.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.