Violation Tracker Individual Record
Company:Easy Street Financial Group, Inc.
Date:November 14, 2006
Offense Group:financial offenses
Primary Offense:investor protection violation
Easy Street Financial Group was ordered to pay $8,435,467 in restitution and a $100,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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