Violation Tracker Individual Record

Company: 
Easy Street Financial Group, Inc.
Penalty: 
$8,535,467
Year: 
2006
Date: 
November 14, 2006
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Easy Street Financial Group was ordered to pay $8,435,467 in restitution and a $100,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as dealers.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.