Violation Tracker Individual Record
Company:Echo Canyon LLC
Date:February 24, 2012
Offense Group:financial offenses
Primary Offense:investor protection violation
Echo Canyon and its controlling individual agreed to pay $443,709 in restitution in settlement of allegations the company sold securities while unregistered as a dealer and misrepresented the uses made of investor funds.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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