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Violation Tracker Individual Record

Company: Financial Leverage LLC et al.
Penalty: $4,879,122
Year: 2023
Date: June 28, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The sole member and manager of Financial Leverage LLC, IQBiz Financial, and IQBiz Funding, agreed to pay $4,679,122 restitution and $200,000 civil penalties in settlement of allegations they sold unregistered securities in the state without be registered as a dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.