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Violation Tracker Individual Record

Company: Heartland Capital Partners, LLC and Heartland Income Properties LLC
Penalty: $7,304,390
Year: 2023
Date: October 4, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Heartland agreed to pay $7,204,390 restitution and $100,000 administrative penalties resolving allegations by the Commission that the company sold securities in the state when not registered as a dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.