Violation Tracker Individual Record
Company:Lanesborough Financial Group, LLC
Date:January 29, 2014
Offense Group:financial offenses
Primary Offense:investor protection violation
Lanesborough Financial Group and its controlling individual were ordered to pay $684,in 725 restitution and a $75,000 administrative penalty in an Order finding they deceptively sold securities in the state while unlicensed.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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