Violation Tracker Individual Record

Company: 
Maximo Natural Products, Inc.
Penalty: 
$353,751
Year: 
2020
Date: 
June 30, 2020
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

The owner and CEO of Maximo Natural Products agreed to pay $353,751 restitution in settlement of allegations the company and two individuals sold unregistered securities in the state while not registered as dealers or salespersons.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.